3 Review(s)

Table of Contents Due Diligence Objective Questions Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 Issue Obligations Green Shoe Option Safety Net Arrangement Public Issue by SMES Rights Issue Manner of Disclosure in Offer Documents Preferential Issue Preferential Issue by Existing Listed Companies Qualified Institutional Placement (QIP) Bonus Issue Miscellaneous Obejctive Questions Listing Agreement & Disclosures Periodical Compliances Event Based Compliances Other Disclosures & Requirements Objective Questions Delisting of Equity Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 Voluntary Delisting [Chapter III] Special Provisions for Small Companies and Delisting by Operation of Law [Chapter VII With Regulations 27 & 28] Objective Questions Debt Issue & Listing Agreement Public Issue of Convertible Debt Securities Under SEBI (ICDR) Regulations, 2009 Public Issue of Non-Convertible Debt Securities Under SEBI (Issue and Listing of Debt Securities) Regulations, 2008 Simplified Listing Agreement for Debt Securities Issuance of Non-Convertible Debentures (Reserve Bank) Directions, 2010 SEBI (Public Offer & Listing of Securitised Debt Instruments - Polsdi) Regulations, 2008 Process of Securitisation Securitised Debt Listing Agreement Companies Act Provisions Issue of Debentures Audit of Depositories Objective Questions Issue of Depository Receipts To Raise Capital From Overseas Investors Under Issue of Foreign Currency Convertible Bonds and Ordinary Shares American Depository Receipts & Global Depository Receipts [ADR / GDR] Other Forms of Raising Capital Abroad Foreign Currency Exchangeable Bond External Commercial Borrowings Objective Questions Indian Depository Receipts Rights Issue of IDR Simplied Listing Agreement for IDR Objective Questions Secretarial Audit Due Diligence Under FDI, Offices & ODI Foreign Direct Investment FDI Policy Overseas Direct Investment (ODI) the Reverse of FDI Due Diligence Under Takeover Code Takeover Panel Exemption Procedure [Regulation 11(1)] SEBI Shall Give a Reasonable Opportunity of Being Heard SEBI May Forward the Application to Takeover Panel of Experts Trigger Points for Open Offer Requisites of An Open Offer Time Schedules Obligations (Reg 24-27) Investigation & Action by SEBI [Chapter VI - Regulations 32] Compliance Management Compliance Certificate Appointment of CS & Compliance Certificate Objective Questions Share Transfer Audit Share Certificate Section 84 Read with Companies (Issue of Shares Certificates) Rules, 1960 Expulsion Of A Member Cessation of Membership Stock Nomination of Shares Objective Questions Search / Status Report Objective Questions Securities Management and Compliances Objective Questions for Revision Corporate Governance, Business Ethics & Sustain ability (CGBES) Introduction - Corporate Governance Issues and Challenges of an Effective Board Types of Directors Professional Management Barriers to Visionary Leadership Performance Review of Individual Director Corporate Governance Committees & Codes in India Comparison of Recommendations of Committees on Corporate Governance in India Requirements of Board & Shareholders Disclosures to Board & Shareholders Requirements Based on Capital Other Aspects National Foundation For Corporate Governance (NFCG) Corporate Governance in India Voluntary Governance Codes in India International Corporate Governance United States of America (USA) United Kingdom (UK) Sarbanes Oxley Act, 2002 Key Sections - Sox Long Term Implications of Sox Corporate Social Responsbility (CSR) Oecd Guidelines For Multinational Enterprises Triple Bottom Line (TBL) Approach - 3 Ps By John Ellington Indian CSR Models CSR & Charity Factors Influencing CSR Advantages of Good CSR Why Corporate Social Responsibility (CSR)? Corporate Governance Provisions In Companies Bill, 2011 Investor Protection and Corporate Communication Investor Protection US Court Decisions Bhopal Gas Tragedy is the Best Case for Indian Shareholders Activisim Investor Relations (IR) or Financial Public Relations or Financial Communications Benefits of Good Corporate Communication Corporate Communications And The Corporate Blogs Risk Management Internal Control System Business Ethics Theories of Ethics or Ethical Philosophies Other Forms Business Ethics Scope of Business Ethics Vis--Vis Issues in Functional Areas Organisational Structure & Ethics Code of Conduct Whistle Blower Policy Seven General Principles Sustainability The Fundamental Principles of Sustainable Development Include Quantitative Methods to Assess Sustainability Sustainability AccountIng Communications on Progress (COP) Reporting Submission of COP Conventions, Protocols & Treaties on Environment, Health, Safety & Social Security Issues Policies & Praxis Code of Conduct & Whistle Blower Policy (Dealt Under Business Ethics) Environment Policy UN Global Compact Principle A Good Environment Policy Leads to Better Corporate Governance Through Non-Discrimination Policy Clauses In Sample Non-Discrimination Policy Non-Discrimination Policy Leads to Better Corporate Governance Through Health & Safety Policy Health & Safety Policy Typically Covers The Following Health & Safety Policy Leads to Better Corporate Governance Through Quality Tools Reporting & Other Initiatives Principles of Absolute Liability Oleum Gas Leak Case Objectives for Revision